INTRODUCTION
Laser-assisted in situ keratomileusis (LASIK) has become the gold standard for the treatment of refractive errors worldwide.1 Over time, the rate of complications has been seen to be extremely low.2 However, when these complications do occur, visual consequences can be substantial and patient dissatisfaction high, particularly because it is performed mainly as an elective cosmetic procedure, especially in young patients.
Post-LASIK ectasia (PLE) is defined as a region of abnormal steepening and increased curvature within a centrally flattened optical zone.3 There is associated biomechanical weakening of the cornea.4
Seiler documented the first case report of PLE in the year 1998,5 and it was thought at that time that an epidemic of iatrogenic keratectasia is looming over the world with increasing numbers of refractive procedures being performed worldwide without proper screening criteria in place. However, 20 years down the line, that fear has not been substantiated, and rate of PLE reported has remained low worldwide.6,7
Prevention and management of post-LASIK ectasia has remained a hot topic for debate, and following a famous trial in 2005 when a young man with PLE was awarded millions of dollars as compensation, a consensus group was formed by American Academy of Ophthalmology (AAO) and American Society of Cataract and Refractive Surgery (ASCRS), which enumerated the risk factors for eliminating high-risk candidates, and also certified that PLE may even occur in candidates without any known risk factor, and that it should not be considered negligence on part of the surgeon.8
EPIDEMIOLOGY
The incidence of PLE has been reported as 0.01–0.66% in various studies.6,7 The mean duration from the initial laser procedure to detection is 15.3 months. A quarter of patients develop PLE within the first 3 months and at least half of them within 1 year of the laser procedure.9 The earliest case was reported within one week,10 while the latest was after 144 months.112
Post-LASIK ectasia was seen more frequently among males and in the younger age group, in patients with thin corneas and high refractive errors pre-operatively.9
PRESENTING FEATURES
Any case of post-LASIK myopic regression, particularly if accompanied by a change in corneal topography, should be regarded with suspicion. Such patients should be closely followed up for at least 6 months before a decision for an enhancement procedure is taken.
Common Clinical Findings
- Progressively increasing refractive error (mainly myopia and irregular myopic astigmatism).
- Progressively decreasing best corrected visual acuity (BCVA).
- Stromal thinning (Fig. 1).
- Anterior and posterior corneal steepening.
- Vogt's striae (rarely).
Rare presentations in PLE include acute hydrops with perforated cornea,12 and a case of globe rupture secondary to trauma.13
INVESTIGATIONS HELPFUL IN THE DIAGNOSIS OF PLE
- Corneal topography (Figs. 2A to D).
- Anterior segment optical coherence tomography (AS-OCT) showing ectatic changes (Fig. 3).
- Ocular response analyzer (ORA) shows decreased ocular hysteresis.14
Randleman criteria for PLE is as follows:15
- Inferior topographic steepening of more than or equal to 5 diopters (D).
- Loss of more than or equal to 2 Snellen's lines of visual acuity.
- Alteration in refractive error of 2 D (spherical or cylindrical).
Fig. 1: Slit lamp photograph of a patient with post-laser-assisted in situ keratomileusis ectasia showing stromal thinning, ectasia, and scarring.
Padmanabhan et al. in their study suggested the following criteria as indicators of development of post-LASIK ectasia:16
- Increasing myopic refractive error with decrease in BCVA.
Figs. 2A to D: Corneal topography of a patient with post- laser-assisted in situ keratomileusis ectasia. (A and B) Refractive quad map of right and left eyes showing ectatic changes; (C and D) Belin/Ambrósio enhanced ectasia display of the same patient showing ectatic changes.
Fig. 3: Anterior segment optical coherence tomography of a patient with post-laser-assisted in situ keratomileusis ectasia showing thinning and ectatic changes.
- A shift of the location of the steepest point on the anterior cornea and that of the highest elevation of the posterior cornea towards the center of cornea.
- A reversal of the corneal asphericity towards greater prolateness.
- An increase in negative spherical aberration and coma.
They also devised a grading system for the management of PLE (Table 1).
RISK FACTORS FOR PLE
In their historic study,9 Randleman et al. described the major etiological factors for PLE, and also devised the ectasia risk score system (ERSS) to identify the high-risk candidates before the laser procedure (Table 2).
Preoperative Topographic Pattern
In the overall subgroup analysis in the Randleman study, abnormal topography pattern was found to be the most significant factor. More than 40% of ectasia cases had grossly abnormal changes such as keratoconus and pellucid marginal degeneration (PMD).9 These are now considered to be absolute contraindications to LASIK with medicolegal implications (Fig. 4).
The following corneal topography patterns were considered:
- Normal or symmetrical
- Suspicious:
- Asymmetric bow-tie:
- Asymmetric steepening less than 1 D
- No skewing of radial axis (SRA)
- Inferior steep axis or SRA:
- Significant SRA ± inferior steepening
- More than or equal to 1 D of inferior steepening locally, but overall inferior-superior asymmetry (I-S) value less than 1.4.
- Abnormal: Keratoconus, PMD, or forme fruste keratoconus with an I-S value of more than or equal to 1.4.
Residual Stromal Bed
Patients with PLE have been shown to have significantly lower residual stromal bed (RSB) thickness than controls.6
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It has been studied that posterior stroma is biomechanically weaker as compared to the anterior stroma, due to the differential distribution of keratocytes. Hence, corneal tensile strength is seen to decrease after LASIK.
In the Randleman ectasia score, all RSB thickness values less than 300 µ were considered increasingly significant in 20 µ intervals. Moreover, it has been documented that up to 33% of eyes with attempted RSB thickness of 250 µ could end up having actual RSB thickness less than 200 µ. The variability of flap thickness has been seen to occur with both mechanical microkeratomes and femtosecond lasers. Hence, it is now said that intraoperative measurement of RSB thickness is critical. It was seen in a survey among members of the International Society of Refractive Surgery or AAO in 2004, that only 31% refractive surgeons routinely measure flap or RSB thickness during surgery.17
It is seen that ectasia due to low RSB thickness usually occurs in the central corneal region while inferotemporal ectasia is usually seen in missed cases of forme fruste keratoconus or PMD.187
Fig. 4: Corneal topography showing ectatic changes suggestive of keratoconus—absolute contraindication for refractive surgery.
Why 250μ of RSB was Considered the Magical Cut-Off Number?
Andreasson et al.19 found the elastic modulus of the keratoconic cornea to be 1.6–2.5 (average 2.1) times less than that of a normal cornea. Using these data, Seiler et al.5 postulated that reduction in the load-bearing portion of a normal cornea from 525 µ to 250 µ (a factor of 2.1) might simulate the elasticity of a cornea with keratoconus and predispose to development of ectasia. This value coincides with Barraquer's early recommendation that a RSB thickness of at least 250 µ be maintained to prevent corneal ectasia after keratomileusis.20
Age
When ectasia cases with and without topographic abnormalities were compared, age was the only other significantly different factor. Patients without abnormal topographies were significantly younger than patients with defined topographic abnormalities. In the Randleman study, patients younger than 30 years were seen to be at risk; however, no recommendation was made on the basis of age.
Preoperative Pachymetry
The refractive error, preoperative pachymetry and RSB are interdependent factors. In the ectasia score, corneas with less than 510 µ were considered to be at risk.8
High Myopia
In the Randleman study, patients with more than 8 D myopia were considered to be at risk. Pallikaris et al. had shown in their review that no subjects with a correction of less than –8 D or RSB more than 325 µ experienced ectasia.7 However, Amoils et al.21 showed that even low to moderate myopia between –4 D and –7 D could lead to PLE in the presence of other risk factors.
Condon et al.22 also showed that high myopia is not a risk factor provided other parameters are within normal limits. It may be that higher refractive error is mainly responsible for a lower RSB, which is the actual culprit for PLE.
Randleman's ectasia risk score was formulated using the above 5 parameters. It was shown to have 91% sensitivity and 96% specificity, and till date, it is used as the most reliable score to identify high-risk patients prone to develop PLE.
However, these risk factors are not absolute, and even after screening out high-risk patients based on this score, there is still a substantial percentage of patients developing PLE without seemingly being at risk. This has led to a number of other risk factors being postulated by other researchers such as:
- Percent tissue altered (PTA): It is a novel metric devised by Santhiago et al.23,24 which predicts high-risk patients irrespective of their topographic patterns. It is calculated as:PTA = (FT + AD)/CCT, where FT: flap thickness; AD: ablation depth; CCT: central corneal thickness.
They showed that in a patient with normal corneal topography, PTA more than or equal to 40 was the most prevalent risk factor (97%), followed by age less than 30 years (63%), RSB less than or equal to 300 µ (57%) and Randleman ectasia score more than or equal to 3 (43%).
Compared to RSB or CCT values, PTA provides a more individualized measure of biomechanical alteration because it considers the relationship between total thickness, tissue altered through ablation and flap creation, and ultimate RSB thickness. PTA was shown to have higher prevalence, higher odds ratio, and higher predictive capabilities for ectasia risk than moderate to high ectasia risk score system values.
- Ablation ratio: Brenner et al.25 devised a new metric, ablation ratio, which is calculated as:Ablation ratio = Ablation depth/PachymetryIt was shown to have the strongest correlation with post-LASIK ectasia spherical equivalence.
- Choice of procedure: About 4% cases of PLE have occurred after photorefractive keratectomy (PRK), whereas 96% cases occur after LASIK.9 Dawson et al.28 reported that PRK, sub-Bowman's keratomileusis (SBK) and advanced surface ablation (ASA) cause lesser reduction in the biomechanical strength of the cornea.9
- Multiple enhancements: Multiple ablations are also thought to be an associated factor.29 However, it is difficult to say whether it is a true risk factor or the progressive myopia in these cases was actually due to missed cases of early PLE.
- Thicker flaps: Thicker flap weakens the biomechanically crucial obliquely-oriented anterior stromal layer predisposing to PLE.30
- Chronic rubbing of eyes: It could be a contributory factor.31
- Pregnancy: It may induce certain hormonal changes such as production of the hormone relaxin which can induce or exaggerate pre-existing PLE.32
- Other risk factors: These include candidates with family history of keratoconus and male sex.
Belin/Ambrósio Enhanced Ectasia Display (BAD)33
Brazilian ophthalmologist Renato Ambrósio and Arizona's Michael Belin developed a new software incorporated in the Pentacam® machine, which uses imaging of both the anterior and posterior corneal surfaces, and uses elevation-based tomographic data, combined with pachymetric analysis to generate a more accurate screening criteria for refractive surgery. While the first set of images displays the elevation of the anterior and posterior surfaces of the cornea compared to the best fit sphere (BFS) over a central 8 mm zone, the second set of images (the enhanced elevation map) eliminates the ectatic portion of the cornea from the computation, which helps to accentuate the effect of ectasia even in minimal amount.
The lower two maps (subtraction maps) show a color coding (red/yellow/green) to differentiate between normal and ectatic corneas. The corneal thickness spatial profile (CTSP) and percentage thickness increase (PTI) graphs depict the progressive thinning of the cornea from the periphery to the thinnest point, and the percentage of increase from the thinnest point out to the periphery respectively. Ultimately, a D value (Belin-Ambrósio deviation value) is calculated, which is indicated in yellow (suspicious) when it is more than or equal to 1.6 standard deviation (SD) from the mean (Fig. 5A), and in red (abnormal) when it is more than or equal to 2.6 SD from the mean (Fig. 5B).
However, despite screening protocols with all the known risk factors in place, some patients still develop ectasia with no identifiable cause. It is now thought that an individual's intrinsic tensile strength of the cornea probably is the most crucial factor for the development of ectasia.34–37
PATHOGENESIS
Post-LASIK ectasia can be said to occur when the tensile strength of an individual's cornea is lowered below a certain threshold which is essential to maintain the shape of the cornea. This can occur in the following three ways:38
- The cornea undergoing laser shows subtle topographic changes, but seems to be stable clinically, and is weakened further by the laser procedure.
- The cornea undergoing laser was biomechanically normal preoperatively, but an excessive amount of tissue loss weakens it beyond its threshold.
11The chief alteration predisposing to PLE is seen in the anterior corneal biomechanics which precipitates thinning and compression of collagen fibrils, resulting in loss of global structural integrity.6
HISTOPATHOLOGY
Randleman et al.39 described in detail the histopathological and ultrastructural changes in corneas affected by PLE. Specimens of cornea with PLE which underwent penetrating keratoplasty (PKP) were observed for histopathological changes under light microscopy, and the following features were observed:
- Corneal epithelial hypoplasia.
- Breaks in the Bowman's membrane, typically smaller than that seen in keratoconus.
- Adequate thickness of the flap.
- Adequate thickness of the hypocellular primitive stromal scar.
- Reduced thickness of the RSB.
- Large interlamellar clefts in the ectatic region of the RSB.
The specimens were also evaluated in 2.5% glutaraldehyde under transmission electron microscope (TEM), where the following changes were noted:
- Reduced thickness of the stromal lamellae.
- Reduced number of lamellae in the stroma.
- Loss of keratocyte density.40
- Reduced thickness of the collagen fibrils.41
- Presence of aggregated microfibrils in the Bowman's membrane and stroma.
- Degeneration of the proteoglycans within the collagen fibrils, which lead to degeneration of the fibrils themselves, causing disorganization of the lamellae.41
- Wavy and distorted stromal collagen bundles, especially in the posterior corneal region.42
Immunohistochemistry and Other Novel Investigations
- Increase in proteinases such as matrix metalloproteinase (MMP) 10 and 3 suggesting ongoing epithelial basement membrane lysis and remodeling.43
- Alpha 1-proteinase inhibitor (α1-PI) and Sp1 expression are unchanged.44
- In vivo confocal microscopy shows increased corneal dendritic cell density.
- Tear cytokine analysis shows altered cytokines as in dry eye suggesting a possible inflammatory role in PLE.45
- Significant elevation of MMP 9 and decrease in tissue inhibitor of MMP (TIMP) 1 in tear samples.46
Biomechanical Elasticity Theory14
The biomechanical theory postulates that interlamellar and interfibrillar slippage occurs postoperatively in those areas of the residual stroma which 12are subjected to maximum stress. This chronic phenomenon is termed as “interfiber fracture”.
Guirao, in his study, used the spherical thin-shell model to demonstrate that tissue removal from an intact cornea causes anterior shifting of the posterior corneal surface with an increase in its dioptric power.47
As mentioned earlier, the posterior cornea is biomechanically weaker as compared to the anterior stroma. The creation of an anterior flap disturbs this distribution as this vital part of the stroma no longer contributes to the biomechanical integrity of the cornea.23
MANAGEMENT
Contact Lenses
Contact lenses can be used in the earlier stages of PLE. Rigid gas permeable (RGP) lenses are the most commonly used lenses. They are very similar to those used in keratoconus patients, and lenses are custom made for every patient.48
Rose K lenses have been specially developed for ectatic corneas, and are now one of the most commonly used lenses worldwide (Fig. 6A). Scleral lenses have also been used in PLE patients, especially for those with irregular corneas (Fig. 6B).49 They can be either semi-scleral (16–18 mm diameter), or full scleral lenses (18–22 mm diameter). Hybrid lenses with central RGP like features, and peripheral soft lens-like configuration, have also been developed, which have replaced piggyback lenses now (Fig. 6C). PROSE (prosthetic replacement of ocular surface ecosystem) lenses have also been tried successfully (Fig. 6D).50
Collagen Cross-Linking (CXL)
Collagen cross-linking is considered to be the gold standard treatment for progressive corneal ectasia, but it is associated with slow and painful recovery periods.4
The indications for CXL in case of PLE are as follows:
- Increase in Kmax more than 1 D in 1 year.
- Decrease in BCVA.
- Requirement for altered contact lens fitting more than biannually.
The contraindications to CXL are as follows:
- Thinnest pachymetry less than 400 µ.
- Corneal infection.
- Autoimmune diseases.
- Pregnancy or lactation period.
The CXL protocol followed usually is the Dresden protocol51 which includes:
- Removing the corneal epithelium over 8 mm under topical anesthesia.
- Soaking the corneal stroma in isotonic 0.1% riboflavin solution every 3 minutes for 30 minutes.
- Application of ultraviolet A light at 3 mW/cm2 irradiance and 5.4 J/cm2 dose for half an hour (Fig. 7).13
Figs. 6A to D: Contact lenses used in the management of post-laser-assisted in situ keratomileusis ectasia. (A) Rose K lens; (B) Scleral lens; (C) Hybrid lens; (D) PROSE lens.
Fig. 7: Collagen cross-linking for management of post-laser-assisted in situ keratomileusis ectasia.
- Application of bandage contact lens for 3 days for rapid re-epithelialization.
- Antibiotic and steroid eye drops are given postoperatively.
Collagen cross-linking has shown long-term stability without significant side effects, and over time, it improves BCVA, decreases cylindrical power and Kmax values, and halts progression of topographic indices and higher order aberrations.6,52,53 Confocal microscopy performed 1 year after CXL showed good results with no substantial alteration in the endothelial cell count.54
However, compared to keratoconus eyes, the gain in BCVA is slow and usually not seen until 12 months after the procedure.55 This is because cross-linking results in strengthening mainly of the anterior part of stroma, which is already compromised due to the creation of flap in a LASIK patient.56
Various modifications of CXL to the original protocol have been tried to increase the efficacy in PLE patients:
- Epithelium on CXL.4
- Under flap CXL (ufCXL): early onset mild cases of PLE treated by lifting the LASIK flap and irradiating with 18 mW/cm2 UV light.57
- Combined PTK-PRK-CXL (Cretan protocol plus) has also been successfully used to stop the progress of PLE.60
Intracorneal Ring Segments (ICRS)
Various ICRS such as Intacs, Ferrara rings and Kera rings have been used successfully in the management of PLE (Figs. 8A to C).61–63 These implants flatten the central portion of the cornea thereby reducing myopia. Its efficacy has been found to be directly proportional to the thickness of the segment, and inversely proportional to its diameter. The progression of PLE is often halted and a corneal transplant may no longer be required. The advantages are that it is reversible and tissue saving in nature.15
Figs. 8A to C: Intracorneal ring segments used in the management of post-laser-assisted in situ keratomileusis ectasia. (A) Intacs; (B) Ferrara rings; (C) Kera rings.
The indications of ICRS are:
- Patients with loss of more than or equal to 2 Snellen's lines of BCVA.
- Grade 4 PLE.
Contraindications to ICRS implantation are:
- Any previous ocular surgery.
- Viral keratitis.
- Pregnancy/lactation period.
The complications seen with ICRS are:62
- Intraoperative: Segment decentration, insufficient depth of channel, superficial dissection with perforation of Bowman's membrane
- Postoperative: Extrusion of implant, neovascularization, infective keratitis, segment migration, melting of cornea
For PLE, implantation of a single segment in the ectatic portion is more effective in reducing the refractive error than implanting two segments.64
Combination of ICRS and CXL has been tried successfully for vision improvement as well as stabilization of ectasia.65
A new variety of ICRS known has Intacs SK (severe keratoconus) has been used in advanced cases of PLE with good results.66
Keratoplasty
Corneal transplant is used as a last resort in cases with intolerance to RGP lenses, and unacceptable BCVA, usually having contraindication to CXL or ICRS. PKP is the most commonly performed transplant of choice in ectasia patients. The visual prognosis in PLE cases is excellent, with graft survival rates reported to be 97% at 5 years and 92% at 10 years.8 Its complications include graft rejection, induced astigmatism, cataract, increased IOP, endophthalmitis, and retinal detachment.
Deep anterior lamellar keratoplasty (DALK) has recently been advocated for the surgical management of PLE.67 It has been performed in PLE cases using both Melles’ manual technique and Anwar's big-bubble technique.68,69 It effectively restores corneal regularity and improves BCVA. However, high-residual ametropia is often a common finding.
Newer surgical techniques, which have been tried for PLE, include:
- Intralamellar keratoplasty (ILK): Schanzlin et al. demonstrated this technique in cases of severe PLE with sagging cones; a donor stromal lenticule is inserted into a stromal pocket of the recipient.70
- Tuck-in lamellar keratoplasty: Similar to ILK; Jiang et al. used a donor lenticule obtained from patients undergoing SMILE (small incision lenticule extraction) procedure for this technique.62
- Flap replacement surgery: Titiyal et al. described this novel procedure in which the LASIK flap is dissected and excised. A donor lenticule with Descemet's membrane and endothelium removed is taken, and tucked into an intrastromal pocket created in the recipient bed, and sutured.71
PREVENTION
As described above, multiple etiological factors have been described for the development of PLE; however, PLE still often develops in patients who do not have any of these criteria. A review of the published literature incriminates three main culprits, which must be avoided:
- Multiple enhancements: Ectatic disorders must be ruled out before retreatment is considered.
- Thinned RSB: RSB must be routinely measured intraoperatively since thickness of flap has been known to vary considerably even in the hands of a single surgeon.
Screening protocols must be in place in every institute where LASIK is done, and it may be individualized based on the surgeon's experience. The Randleman's ectasia score is most commonly used; however, it has been criticized as not being able to detect high-risk patients among those having normal topography.72 Various other scoring systems have been developed;73 however, it is essential to develop a customized screening protocol based on the laser machine being used.
Some authors have reported combined procedures which may help to prevent the development of PLE:
- Combined LASIK and CXL (LASIK Xtra): CXL serves as a prophylaxis against refractive regression and to prevent the development of PLE in high-risk patients. No associated decrease in visual acuity is seen. Refractive and keratometric outcomes have been shown to be comparable to or better than LASIK alone. No case of PLE has been reported in these patients.74–78
The following laser refractive procedures have been shown to have lesser risk of development of PLE as compared to LASIK:
- Femto-LASIK is more consistent and has more predictable flap size and depth of ablation, and it also causes limited reduction of corneal biomechanical integrity.35
- SMILE is thought to preserve the anterior stromal collagen which has a bigger role in the maintenance of corneal integrity.79
- Photorefractive keratectomy, ASA, and SBK cause lesser reduction in corneal tensile strength compared to LASIK.28
CONCLUSION
Post-LASIK ectasia has not emerged as the epidemic as was predicted by the critics in the early years of refractive surgery. However, even a single case can be problematic considering its medicolegal implications and the number of disability affected life years (DALYs) involved. Hence, every refractive surgeon must be aware of this important complication, and the screening protocols which have been developed for its prevention. It is also equally important to be able to detect its presence early, and provide appropriate management, since early treatment has been shown to have promising visual rehabilitative results. However, despite all screening protocols, ectasia has been seen to develop even in subjects with seemingly no risk factor. Hence, the Joint Consensus Committee of 2005 had recommended that PLE be considered a known risk factor of laser refractive procedures, which may develop despite the strictest screening protocols.18
Figs. 9A and B: Corneal topography of a high-risk patient screened out for laser-assisted in situ keratomileusis. (A) Four maps refractive showing no obvious abnormality apart from high steep K (47.9 D); (B) Belin/Ambrósio display showing suspicious changes in anterior float, predictive of possible future ectasia development.
19The patient should be made aware of this entity before the procedure, and a meticulous follow-up of high-risk patients is essential.
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